Regulation NMS

Results: 1042



#Item
81Financial regulation / Finance / Financial system / Financial markets / 73rd United States Congress / Securities Exchange Act / Regulation NMS / U.S. Securities and Exchange Commission / Alternative Trading Systems / United States Securities and Exchange Commission / United States securities law / Financial economics

Janet McGinness EVP & Corporate Secretary July 9, 2013 Elizabeth M. Murphy Secretary

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Source URL: www.sec.gov

Language: English - Date: 2013-07-10 12:40:51
82Stock market / Finance / Dark liquidity / Order / Regulation NMS / Market liquidity / Best execution / Market depth / Electronic trading / Financial markets / Financial economics / Investment

Comments on File No[removed]

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Source URL: www.sec.gov

Language: English - Date: 2010-06-02 15:27:33
83Economy of the United States / Financial regulation / United States / Securities Exchange Act / Chicago Stock Exchange / Securities Act / Regulation NMS / U.S. Securities and Exchange Commission / NASDAQ / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]March 2, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Speci

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Source URL: www.sec.gov

Language: English - Date: 2015-03-03 07:56:24
84Investment / Finance / High-frequency trading / Algorithmic trading / Flash Crash / Regulation NMS / Market maker / London Stock Exchange / Markets in Financial Instruments Directive / Financial markets / Financial economics / Stock market

FOCUS No 223 | September 2011 The monthly newsletter of regulated exchanges, with key market figures High frequency traders:

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Source URL: www.world-exchanges.org

Language: English - Date: 2014-08-08 09:34:43
85Investment / Financial economics / Auction theory / Economy of the United States / New York Stock Exchange / Securities Exchange Act / Regulation NMS / Order / Auction / Stock market / Business / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]February 17, 2015 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Adopting New Rule

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Source URL: www.sec.gov

Language: English - Date: 2015-02-17 15:05:16
86Investment / Finance / Order / Regulation NMS / Market maker / Intermarket sweep order / Uptick rule / Dark liquidity / Stock market / Financial economics / Financial markets

SR-BATS[removed]Exhibit 5 Note: Proposed new language is underlined. Proposed deletions are enclosed in [brackets]. Rules of BATS Exchange, Inc. *****

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Source URL: www.sec.gov

Language: English - Date: 2015-02-12 08:48:36
87Regulation NMS / United States Securities and Exchange Commission / Trading halt

SR-NASDAQ[removed]Page 22 of 22 EXHIBIT 5 Proposed new text is underlined. Deleted text is [bracketed].

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Source URL: www.sec.gov

Language: English - Date: 2015-02-20 15:24:27
88Stock market / Finance / United States Securities and Exchange Commission / NYSE Euronext / Mathematical finance / Regulation NMS / Order / New York Stock Exchange / High-frequency trading / Financial markets / Financial economics / Investment

Decimus Capital Markets, LLC 11 Sea Beach Drive Stamford, CT[removed]2625 (p) [removed]

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Source URL: haimbodek.com

Language: English - Date: 2014-09-16 12:27:03
89Investment / Finance / Financial markets / Regulation NMS / Order / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Alternative Trading Systems / High-frequency trading / Stock market / United States Securities and Exchange Commission / Financial economics

Petition for Rulemaking: Request for rulemaking to adopt amendments to Rules 600(b[removed]definition of a protected bid or offer), 605 and 606 (disclosure of order execution and order routing information), and 610(c) (the

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Source URL: www.sec.gov.

Language: English - Date: 2015-01-29 15:43:24
90Investment / Stock market / High-frequency trading / Dark liquidity / Regulation NMS / Flash trading / Alternative Trading Systems / Order / Securities Exchange Act / Financial economics / Financial markets / Finance

~rit INVESTMENT TECHNOLOGY GROUP

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Source URL: www.itg.com

Language: English - Date: 2011-06-23 16:56:20
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